Regulatory Compliance and Registrations of RovenMill Capital (Canada)
RovenMill Capital operates in full compliance with Canadian financial regulations, ensuring the highest standards of transparency and security for our clients. We are duly registered and authorized by key regulatory bodies across Canada to provide comprehensive wealth management and investment services.
|
Jurisdiction |
Registration & Compliance |
Regulatory Authority |
|
Federal (Canada) |
Registered as a Money Services Business (MSB) under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA). AML/CFT compliance program implemented. |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) |
|
Ontario |
Registered as a trading and investment platform for securities and derivatives. |
Ontario Securities Commission (OSC) |
|
Quebec |
Registered as a financial services provider for virtual assets. |
Autorité des marchés financiers (AMF) |
|
British Columbia |
Registered to provide investment and cryptocurrency-related services. |
British Columbia Securities Commission (BCSC) |
|
Alberta |
Registered for securities and derivatives activities. |
Alberta Securities Commission (ASC) |
|
Manitoba |
Registered to operate with investment products and digital assets. |
Manitoba Securities Commission (MSC) |
|
Saskatchewan |
Registered for financial and cryptocurrency services. |
Financial and Consumer Affairs Authority of Saskatchewan (FCAA) |
|
Nova Scotia |
Registered for securities and derivatives-related services. |
Nova Scotia Securities Commission (NSSC) |
|
New Brunswick |
Registered as a provider of financial and investment services. |
Financial and Consumer Services Commission of New Brunswick (FCNB) |
|
Newfoundland & Labrador |
Registered for digital asset-related services. |
Department of Digital Government and Service NL, Consumer Affairs Division |
|
Prince Edward Island |
Registered as an investment and cryptocurrency services provider. |
Consumer, Corporate and Insurance Services Division, Department of Justice and Public Safety |
|
Yukon |
Registered for investment and cryptocurrency services. |
Department of Community Services – Consumer Services |
|
Northwest Territories |
Registered for financial and investment activities. |
Department of Justice, Legal Registries Division |
|
Nunavut |
Registered for financial and cryptocurrency-related services. |
Department of Justice – Legal Registries Division |